CFTC Issues Order Finding that Korea Exchange, Inc. Made a False and Misleading Certification to the CFTC Other enforcement

CFTC release 7971-19 · 2019-07-12 · view on cftc.gov ↗

Key facts

Release number
7971-19
Release date
2019-07-12
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7971-19

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.