# CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees

> CFTC release 7973-19 · 2019-07-12 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 7973-19
- **Release date:** 2019-07-12
- **Type:** Settlement
- **Title:** CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7973-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7973-19, "CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees", 2019-07-12. Retrieved via AI Analytics 2026-07-07 from https://api.ai-analytics.org/cftc-action/7973-19.

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