# CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees

> CFTC release 7974-19 · 2019-07-12 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 7974-19
- **Release date:** 2019-07-12
- **Type:** Settlement
- **Title:** CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7974-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7974-19, "CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees", 2019-07-12. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/7974-19.

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