# SEC and CFTC Charge Options Clearing Corp. with Failing to Establish and Maintain Adequate Risk Management Policies

> CFTC release 8000-19 · 2019-09-04

## Key facts

- **Release number:** 8000-19
- **Release date:** 2019-09-04
- **Type:** Press release
- **Title:** SEC and CFTC Charge Options Clearing Corp. with Failing to Establish and Maintain Adequate Risk Management Policies
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8000-19



## Citation

> US Commodity Futures Trading Commission, press release 8000-19, "SEC and CFTC Charge Options Clearing Corp. with Failing to Establish and Maintain Adequate Risk Management Policies", 2019-09-04. Retrieved via AI Analytics 2026-07-12 from https://api.ai-analytics.org/cftc-action/8000-19.

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