# CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards

> CFTC release 8077-19 · 2019-11-08 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8077-19
- **Release date:** 2019-11-08
- **Type:** Other enforcement
- **Title:** CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8077-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8077-19, "CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards", 2019-11-08. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/8077-19.

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