# CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations

> CFTC release 8086-19 · 2019-11-26 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8086-19
- **Release date:** 2019-11-26
- **Type:** Other enforcement
- **Title:** CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8086-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8086-19, "CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations", 2019-11-26. Retrieved via AI Analytics 2026-07-13 from https://api.ai-analytics.org/cftc-action/8086-19.

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