# CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance

> CFTC release 8099-19 · 2019-12-20 · **Market manipulation** · ENFORCEMENT

## Key facts

- **Release number:** 8099-19
- **Release date:** 2019-12-20
- **Type:** Market manipulation
- **Title:** CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8099-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8099-19, "CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance", 2019-12-20. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/8099-19.

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