CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations Other enforcement

CFTC release 8218-20 · 2020-08-10 · view on cftc.gov ↗

Key facts

Release number
8218-20
Release date
2020-08-10
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8218-20

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.