CFTC Orders The Bank of Nova Scotia to Pay $50 Million for Swap Dealer Compliance and Supervision Failures and False Statements Other enforcement

CFTC release 8222-20 · 2020-08-19 · view on cftc.gov ↗

Key facts

Release number
8222-20
Release date
2020-08-19
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8222-20

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.