# CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order

> CFTC release 8428-21 · 2021-09-27 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8428-21
- **Release date:** 2021-09-27
- **Type:** Other enforcement
- **Title:** CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8428-21

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8428-21, "CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order", 2021-09-27. Retrieved via AI Analytics 2026-07-20 from https://api.ai-analytics.org/cftc-action/8428-21.

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