CFTC Staff Issues Temporary No-Action Letter to Non-Bank Swap Dealers Domiciled in Japan, Mexico, United Kingdom and the European Union Other enforcement

CFTC release 8440-21 · 2021-09-30 · view on cftc.gov ↗

Key facts

Release number: 8440-21
Release date: 2021-09-30
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/8440-21

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.