# CFTC Orders London-Based Swap Dealer to Pay $3.25 Million for Swap-Data Reporting, Conflicts of Interest, Mid-Market Mark, and Supervision Failures

> CFTC release 8501-22 · 2022-03-15 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8501-22
- **Release date:** 2022-03-15
- **Type:** Other enforcement
- **Title:** CFTC Orders London-Based Swap Dealer to Pay $3.25 Million for Swap-Data Reporting, Conflicts of Interest, Mid-Market Mark, and Supervision Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8501-22

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8501-22, "CFTC Orders London-Based Swap Dealer to Pay $3.25 Million for Swap-Data Reporting, Conflicts of Interest, Mid-Market Mark, and Supervision Failures", 2022-03-15. Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/cftc-action/8501-22.

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