CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Requirements of Parts 45 and 46 Other enforcement

CFTC release 8618-22 · 2022-10-28 · view on cftc.gov ↗

Key facts

Release number
8618-22
Release date
2022-10-28
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8618-22

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.