CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Obligations for Counterparties Clearing Swaps Through DCOs Acting Consistent with Exemptive Orders or No Action Letters Other enforcement

CFTC release 8632-22 · 2022-12-02 · view on cftc.gov ↗

Key facts

Release number: 8632-22
Release date: 2022-12-02
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/8632-22

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.