CFTC Staff Extends Temporary No-Action Letter Regarding Certain Financial Reporting Requirements for Bank Swap Dealers Other enforcement

CFTC release 8746-23 · 2023-07-11 · view on cftc.gov ↗

Key facts

Release number
8746-23
Release date
2023-07-11
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8746-23

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.