# CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order

> CFTC release 8769-23 · 2023-08-29 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8769-23
- **Release date:** 2023-08-29
- **Type:** Other enforcement
- **Title:** CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8769-23

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8769-23, "CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order", 2023-08-29. Retrieved via AI Analytics 2026-07-18 from https://api.ai-analytics.org/cftc-action/8769-23.

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