# CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations

> CFTC release 8801-23 · 2023-09-29 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8801-23
- **Release date:** 2023-09-29
- **Type:** Other enforcement
- **Title:** CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8801-23

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8801-23, "CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations", 2023-09-29. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/8801-23.

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