CFTC Staff Issues No-Action Letter Regarding Pre-Trade Mid-Market Mark for Certain Interest Rate Swaps Referencing SOFR Other enforcement

CFTC release 8869-24 · 2024-02-22 · view on cftc.gov ↗

Key facts

Release number
8869-24
Release date
2024-02-22
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8869-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.