CFTC Staff Issues a No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from CDOR to CORRA Other enforcement

CFTC release 8928-24 · 2024-06-27 · view on cftc.gov ↗

Key facts

Release number
8928-24
Release date
2024-06-27
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8928-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.