CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders Other enforcement

CFTC release 8935-24 · 2024-07-29 · view on cftc.gov ↗

Key facts

Release number: 8935-24
Release date: 2024-07-29
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/8935-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.