CFTC Orders TD Bank to Pay $4 Million for Supervision Failures Impacting its Electronic Communications Surveillance System Other enforcement

CFTC release 8944-24 · 2024-08-14 · view on cftc.gov ↗

Key facts

Release number
8944-24
Release date
2024-08-14
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8944-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.