# CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers Domiciled in the EU and the UK

> CFTC release 8971-24 · 2024-09-20 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8971-24
- **Release date:** 2024-09-20
- **Type:** Other enforcement
- **Title:** CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers Domiciled in the EU and the UK
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8971-24

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8971-24, "CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers Domiciled in the EU and the UK", 2024-09-20. Retrieved via AI Analytics 2026-07-04 from https://api.ai-analytics.org/cftc-action/8971-24.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*