# CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures

> CFTC release 8982-24 · 2024-09-25 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 8982-24
- **Release date:** 2024-09-25
- **Type:** Other enforcement
- **Title:** CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/8982-24

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 8982-24, "CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures", 2024-09-25. Retrieved via AI Analytics 2026-07-05 from https://api.ai-analytics.org/cftc-action/8982-24.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*