Division of Clearing and Risk Announces Staff Roundtable Discussion on New and Emerging Issues in Clearing Other enforcement

CFTC release 8985-24 · 2024-09-27 · view on cftc.gov ↗

Key facts

Release number
8985-24
Release date
2024-09-27
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/8985-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.