Division of Clearing and Risk Announces Participants and Agenda for October 16 Staff Roundtable on Existing, New and Emerging Issues in Clearing Other enforcement

CFTC release 8998-24 · 2024-10-15 · view on cftc.gov ↗

Key facts

Release number: 8998-24
Release date: 2024-10-15
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/8998-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.