CFTC Staff Issues Advisory Related to the Use of Artificial Intelligence by CFTC-Registered Entities and Registrants Other enforcement

CFTC release 9013-24 · 2024-12-05 · view on cftc.gov ↗

Key facts

Release number
9013-24
Release date
2024-12-05
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/9013-24

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.