CFTC Staff Issues No-Action Letter to Korea Exchange Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts Other enforcement

CFTC release 9043-25 · 2025-02-04 · view on cftc.gov ↗

Key facts

Release number
9043-25
Release date
2025-02-04
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/9043-25

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.