CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities Other enforcement

CFTC release 9121-25 · 2025-09-12 · view on cftc.gov ↗

Key facts

Release number
9121-25
Release date
2025-09-12
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/9121-25

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.