CFTC Staff Issues No-Action Letter Regarding Part 43 and Part 45 Requirements Other enforcement

CFTC release 9151-25 · 2025-12-11 · view on cftc.gov ↗

Key facts

Release number
9151-25
Release date
2025-12-11
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/9151-25

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.