CFTC Approves Capital Comparability Determination and Order for Certain Nonbank Swap Dealers Domiciled in the European Union Other enforcement

CFTC release 9229-26 · 2026-05-12 · view on cftc.gov ↗

Key facts

Release number
9229-26
Release date
2026-05-12
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/9229-26

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.