6/20/00: FAILURE TO HAVE RISK MANAGEMENT PLAN IN PLACE. 7/10/01: TWO CHECKS WERE RECEIVED (NUMBERS 114304054 AND 114304056) WHICH PAY THE PENALTY IN FULL AND THE CASE IS CLOSED. THIS DOCKET CASE IS COMBINED WITH CWA-07-2001-0036 (DOCKET ENTRY 07-2001-0229).