In the Matter of Oppenheimer & Co., Inc.
type: Action
additional type: https://schema.org/LegalForceStatus
start time: 2015-01-27
description: FinCEN enforcement action against Oppenheimer & Co., Inc. (Securities and Futures). Matter 2015-01, released 2015-01-27. Bank Secrecy Act / anti-money-laundering violations.
agent: Oppenheimer & Co., Inc.
citation: Consent Order PDF
license: https://creativecommons.org/publicdomain/zero/1.0/
source: https://www.fincen.gov/news/enforcement-actions
source organization: US Department of the Treasury — Financial Crimes Enforcement Network
publisher: AI Analytics

PropertyValue
property ID: FinCEN Matter Number
value: 2015-01

AI Analytics
type: Organization