In the Matter of UBS Financial Services Inc.
type: Action
additional type: https://schema.org/LegalForceStatus
start time: 2018-12-17
description: FinCEN enforcement action against UBS Financial Services Inc. (Securities and Futures). Matter 2018-03, released 2018-12-17. Bank Secrecy Act / anti-money-laundering violations.
agent: UBS Financial Services Inc.
citation: Consent Order PDF
license: https://creativecommons.org/publicdomain/zero/1.0/
source: https://www.fincen.gov/news/enforcement-actions
source organization: US Department of the Treasury — Financial Crimes Enforcement Network
publisher: AI Analytics

PropertyValue
property ID: FinCEN Matter Number
value: 2018-03

AI Analytics
type: Organization