# In the Matter of UBS Financial Services Inc.
> FinCEN enforcement action `2018-03` · 2018-12-17 · Securities and Futures
## Action
- **Matter Number:** 2018-03
- **Party:** UBS Financial Services Inc.
- **Financial Institution Type:** Securities and Futures
- **Release Date:** 2018-12-17
- **Consent Order PDF:** [https://www.fincen.gov/system/files/enforcement_action/2023-04-05/UBS_Assessment_12.17.2018_FINAL_508_Revised_0.pdf](https://www.fincen.gov/system/files/enforcement_action/2023-04-05/UBS_Assessment_12.17.2018_FINAL_508_Revised_0.pdf)
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*Source: [FinCEN Enforcement Actions](https://www.fincen.gov/news/enforcement-actions) · AI Analytics · CC0 1.0*