# Secondary Prevention through Surveillance and Intervention

> **NIH NIH R01** · UNIVERSITY OF PENNSYLVANIA · 2021 · $634,332

## Abstract

Project Summary
 Despite early detection and adjuvant therapy, breast cancer remains the leading cause of cancer
mortality in women, largely due to distant, incurable recurrences arising years, or even decades, after
treatment of the primary tumor. These recurrent, metastatic tumors arise from the pool of residual local and
disseminated tumor cells (DTCs) that survive primary treatment and remain in the host in a presumed dormant
state. Indeed, the presence of bone marrow DTCs following treatment is independently associated with a
substantially increased risk of recurrence. At present, however, the mechanisms enabling residual tumor cells
to maintain dormancy and ultimately recur are poorly understood, and DTC-directed surveillance and treatment
approaches are non-existent. Consequently, the ability to biologically characterize, accurately measure and
therapeutically target dormant DTCs would be a transformational new approach to preventing recurrence.
 We hypothesize that disabling the survival mechanisms employed by dormant DTCs will reduce tumor
recurrence and thereby improve survival. Using genetically engineered mouse models that faithfully
recapitulate tumor dormancy and recurrence, we have discovered that autophagy and mTOR signaling are
each critical to the survival of DTCs, and that agents inhibiting these pathways deplete the reservoir of dormant
residual tumor cells, thereby preventing tumor recurrence. The objective of this proposal is to translate these
biological insights and preclinical therapeutic data to generate the interventional approach, requisite laboratory
assays, and demonstration of feasibility, safety and clinical efficacy of targeting DTCs that will be required for
large-scale, definitive clinical trials and surveillance studies.
 The specific aims of this application are to: 1) Perform a proof-of-concept clinical trial of everolimus (EVE,
targeting mTOR), and hydroxychloroquine (HCQ, targeting autophagy) in women with detectable DTCs after
primary treatment; and 2) Employ preclinical mouse models to concurrently optimize therapeutic approaches
and advance discoveries for the eradication of DTCs. The randomized, open-label pilot trial in Aim 1 will
investigate the feasibility and safety of HCQ, EVE or the combination, and their effects on DTC burden. We
will also refine and validate a novel flow cytometric assay to improve the sensitivity of detection, enumeration
and molecular characterization of the DTC biomarker. In Aim 2, a co-clinical trial in mice will optimize the
effects of HCQ, EVE, and their combination, investigate critical parameters of these effects necessary to inform
clinical trials, and extend these models to more closely reflect clinical treatment. In addition, molecular
phenotyping of residual tumor cells will uncover additional targets for future trials. Ultimately, the ability to
identify, enumerate and therapeutically target DTCs has the potential to transform surveillance and treatment
options for ...

## Key facts

- **NIH application ID:** 10051407
- **Project number:** 5R01CA208273-05
- **Recipient organization:** UNIVERSITY OF PENNSYLVANIA
- **Principal Investigator:** LEWIS A CHODOSH
- **Activity code:** R01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2021
- **Award amount:** $634,332
- **Award type:** 5
- **Project period:** 2016-12-13 → 2022-11-30

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/10051407

## Citation

> US National Institutes of Health, RePORTER application 10051407, Secondary Prevention through Surveillance and Intervention (5R01CA208273-05). Retrieved via AI Analytics 2026-05-22 from https://api.ai-analytics.org/grant/nih/10051407. Licensed CC0.

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