# Functionalized Lipid Carriers for Nucleic-Acid and Drug Therapeutics

> **NIH NIH R01** · UNIVERSITY OF CALIFORNIA SANTA BARBARA · 2020 · $197,966

## Abstract

ABSTRACT (PUBLICLY RELEASABLE)
 The current level of research activity involving gene therapy with either synthetic vectors
(carriers) or engineered viruses is unprecedented. Liposomes are the most widely studied
nonviral carriers worldwide for nucleic acid (NA) and drug delivery applications. Cationic
liposomes (CLs) are relatively safe nonviral vectors used in ongoing clinical trials. CLs may
either be complexed via electrostatic interactions with therapeutic NAs (anionic DNA or short
interfering RNA) for gene delivery and silencing, or used as vectors of potent cytotoxic
hydrophobic drugs, encapsulated within their lipid bilayer, in cancer therapeutics. Among the
biggest advantages of nonviral vectors (over viral vectors which are currently more efficient in in
vivo settings) are their safety, their low immunogenicity and their ability to transfer entire genes
(containing coding and noncoding sequences) and regulatory sequences into cells (currently not
feasible with engineered viruses because of capsid size limitations). The development of nonviral
lipid-based vectors with efficacy competitive with viral vectors in vivo will require a mechanistic
understanding of how synthetic vectors may be functionalized to overcome the major
intracellular hurdle of endosomal escape. Successful endosomal escape is required for release of
therapeutic nucleic acid within the cell cytosol and therefore maximum efficacy.
 The first aim of our current award is to employ modern biophysical and synthetic
approaches to the rational design of functionalized CL–NA nanoparticles (NPs) with synergistic,
complementary dual-function PEG-lipid and fusogenic components for optimized endosomal
escape. Modern methods of organic and solid phase chemistry will be employed to synthesize
dual-function PEG-lipids with cell targeting and endosome escaping properties. The second aim
of our current award is to optimize efficacy of a new class of CL-based carriers of
the hydrophobic drug paclitaxel (PTX) for cancer therapeutics. (PTX is among the most widely
used cancer chemotherapy drugs to treat ovarian, breast, lung, pancreatic, and other cancers and
is included in the World Health Organization’s List of Essential Medicines.) This will be
achieved by developing a mechanistic understanding of the relation between physical and
chemical properties of the carrier (i.e. size of the functionalized CL carrier, membrane
spontaneous curvature, and lipid tail structure) and functional efficacy (i.e. PTX membrane
solubility, cell uptake of vector and PTX delivery leading to cytotoxicity against human cancer
cells). The broad, long-term objective of our research is to develop a fundamental science base
through mechanistic studies that will lead to the design and synthesis of nonviral vectors of
nucleic acids and hydrophobic drugs for gene and cancer therapeutics.
 We use fluorescence live-cell imaging with quantitative particle tracking to visualize
complex pathways and interactions with cell...

## Key facts

- **NIH application ID:** 10143859
- **Project number:** 3R01GM130769-02S1
- **Recipient organization:** UNIVERSITY OF CALIFORNIA SANTA BARBARA
- **Principal Investigator:** CYRUS R SAFINYA
- **Activity code:** R01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2020
- **Award amount:** $197,966
- **Award type:** 3
- **Project period:** 2018-09-20 → 2022-08-31

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/10143859

## Citation

> US National Institutes of Health, RePORTER application 10143859, Functionalized Lipid Carriers for Nucleic-Acid and Drug Therapeutics (3R01GM130769-02S1). Retrieved via AI Analytics 2026-05-22 from https://api.ai-analytics.org/grant/nih/10143859. Licensed CC0.

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