# A Phase II and Biomarker Study of Dual VEGF/PD-L1 Blockade in Neoadjuvant Setting in Resectable HCC Patients

> **NIH NIH R01** · UNIVERSITY OF TX MD ANDERSON CAN CTR · 2021 · $711,171

## Abstract

SUMMARY
Surgical resection is curative in hepatocellular carcinoma (HCC). Unfortunately, surgical cases often suffer
from early recurrence (up to 50% in two years), which leads to dismal outcomes. Currently, there are no
approved neoadjuvant therapy options to induce pathologic response and reduce the rate of recurrence.
Notably, suppression of host immunity in HCC is a hallmark of cancer establishment and progression.
Programmed cell death protein 1 (PD-1) is an immune checkpoint receptor present on T-cells that binds to
specific ligands (PD-L1, PD-L2) on both tumor stroma and cancer cells. In preliminary studies, we have
analyzed resected HCC tissues after preoperative immunotherapy in early HCC. We found specific clusters
correlating with promising responses, including frequent pathologic complete responses at the time of
surgery (Cancer Immunol Res 2019). In addition, we demonstrated that PD-1 blockade can stabilize tumor
vasculature, thus enhancing anti-tumor immunity when combined with VEGF pathway blockade in
preclinical models of HCC (Hepatology 2020). Our goal is to show that reprogramming of immune
microenvironment in HCC will result in greater benefit for immunotherapy. We hypothesize that: 1)
Neoadjuvant anti-PD-L1/VEGF therapy is feasible, active and will induce pathologic complete response in resectable
HCCs, and 2) HCCs responding to neoadjuvant anti-PD-L1/VEGF therapy will have increased intratumoral CD8+
T-cell : Treg ratio, circulating cytokine levels, and favorable metabolic changes on imaging. We will test these
hypotheses in 2 specific aims: Aim 1: To evaluate the safety and efficacy of anti-PD-L1/VEGF combination therapy
in neoadjuvant setting in resectable HCC patients. This randomized, multi-site phase II clinical study will
accrue 90 patients based on 2:1 randomization (neoadjuvant atezo/bev = 60, versus upfront surgery = 30)
and has 2 sub-aims: Aim 1a will evaluate safety and pathologic response rate as the primary endpoints in
the atezo/bev arm; Aim 1b will evaluate 3-year recurrence-free survival rate and OS as secondary endpoints
in the atezo/bev arm versus control. Aim 2: To determine if activation of anti-tumor immunity correlates with
durable responses after dual anti-PD-L1/VEGF therapy in neoadjuvant setting in resectable HCC patients, which has
3 sub-aims through studying tissue, peripheral blood, and imaging parameters. Aim 2a is to analyze immune T-
cell clusters in pretreatment biopsies and posttreatment surgical resection specimens to evaluate CD8+ T-
cell : Treg ratio using multiplexed immunofluorescence and single cell RNA sequencing. Aim 2b is to study
changes in tissue immune cells, regulatory proteins, and plasma cytokines (multiplexed protein array) to
explore a biomarker signature that may predict response. Aim 2c is to evaluate correlation between
response and changes in tumor metabolic activity using PET MRI scan pre- and posttreatment. The impact
of this project is that it may transform the role of ...

## Key facts

- **NIH application ID:** 10232666
- **Project number:** 1R01CA260872-01
- **Recipient organization:** UNIVERSITY OF TX MD ANDERSON CAN CTR
- **Principal Investigator:** HESHAM M AMIN
- **Activity code:** R01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2021
- **Award amount:** $711,171
- **Award type:** 1
- **Project period:** 2021-04-01 → 2026-03-31

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/10232666

## Citation

> US National Institutes of Health, RePORTER application 10232666, A Phase II and Biomarker Study of Dual VEGF/PD-L1 Blockade in Neoadjuvant Setting in Resectable HCC Patients (1R01CA260872-01). Retrieved via AI Analytics 2026-05-25 from https://api.ai-analytics.org/grant/nih/10232666. Licensed CC0.

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