# Phenotype Transitions in Small Cell Lung Cancer

> **NIH NIH U01** · VANDERBILT UNIVERSITY · 2020 · $569,839

## Abstract

Abstract
Lung cancer is the leading cause of cancer related deaths. In its most lethal form, small-cell lung cancer (SCLC),
heterogeneity correlates with aggressiveness, however no driver mutations distinguishing SCLC subtypes have
been identified. Another singularity of SCLC is that it responds well to initial treatment but quickly relapses into
resistance, suggesting phenotypic plasticity. In this basic project, we will investigate the role of transcriptional
and signaling mechanisms in promoting SCLC phenotypic heterogeneity and plastic state transitions,
leading to aggressiveness and rapid relapse. Our preliminary results indicate that SCLC heterogeneity is
more extensive than the canonical neuroendocrine (NE) and mesenchymal-like (ML) subtypes, and includes
multiple hybrid states. Most significantly, we found that drug treatment results in phenotypic transitions toward
the hybrid states, implicating them in resistance. Based on these data, our central hypothesis is that SCLC is
a heterogeneous mix of NE, ML and hybrid phenotypic states and that, due to phenotypic plasticity,
transitions between these states is a key mechanism of treatment evasion in SCLC. To test this hypothesis,
we will combine computation and experiments to characterize the global landscape of phenotypes in SCLC, and
define the impact of phenotypic transitions on resistance. In Aim1, we will identify a regulatory transcription factor
(TF) network that controls the differentiation of SCLC cells into NE, ML, and hybrid phenotypic states; validate
model predicted phenotypes and quantify their drug sensitivity; and, define reprogramming pathways to drug-
sensitive states. Our approach pipeline is comprised of phenotypic clustering and gene co-expression network
analysis on SCLC tumor and cell line data, simulations of logic-based TF network models to prioritize TF targets
for reprogramming, and experimental validation of model predictions in vitro and in vivo. In Aim2, we will quantify
phenotype sensitivity to chemotherapy and plasticity in response to signaling perturbations; identify perturbations
that promote phenotype switching; and, test optimal drug/perturbagen combinations that maximize SCLC cell
killing under treatment. Phenotypes and signaling pathways will be defined by flow and mass cytometry. SCLC
clonal dynamics in response to perturbations will be quantified using a stochastic phenotype transition to
prioritize drug/perturbagen combinations for experimental validation. Drug sensitivity and plasticity of SCLC
phenotypes will be assessed with the drug-induced proliferation rate metric, which we recently described, and
time series single-cell flow or mass cytometry. Success of this project will have translational impact by
empowering searches for targeted therapies that reprogram drug-resistant cells toward drug-sensitive cells,
which we anticipate will lead to significantly improved patient outcomes in SCLC. We further anticipate that this
approach will be useful i...

## Key facts

- **NIH application ID:** 9932922
- **Project number:** 5U01CA215845-04
- **Recipient organization:** VANDERBILT UNIVERSITY
- **Principal Investigator:** Carlos Federico Lopez
- **Activity code:** U01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2020
- **Award amount:** $569,839
- **Award type:** 5
- **Project period:** 2017-06-09 → 2022-05-31

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/9932922

## Citation

> US National Institutes of Health, RePORTER application 9932922, Phenotype Transitions in Small Cell Lung Cancer (5U01CA215845-04). Retrieved via AI Analytics 2026-05-25 from https://api.ai-analytics.org/grant/nih/9932922. Licensed CC0.

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