# Afferent Mechanisms of Vagal Neuromodulation Therapy

> **NIH NIH R01** · EAST TENNESSEE STATE UNIVERSITY · 2020 · $603,534

## Abstract

1 Project Summary
 2
 3 Neuromodulation therapy using vagal nerve stimulation (VNS) is approved for drug resistant epilepsy and
 4 depression. Clinical protocols selected for VNS therapy appear empirical with few links to scientific principle but
 5 recommend use of the highest current intensities that patients can tolerate. When applied to the vagus nerve
 6 trunk this regime of “dosing” intensity shocks may not result in the greatest efficacy as might be expected with
 7 maximal drug dosing. In clinical trials directed at drug resistant heart failure patients, threshold bradycardic
 8 intensity (BI) is recommended with similar limiting side effects. Our global hypothesis is that VNS activates
9 myelinated vagal afferents to drive central nervous system (CNS) pathways that contribute to beneficial
10 therapeutic outcomes. In this proposal, our aims focus on weak-intensity, vagal afferent activation of the central
11 nervous system. In our Preliminary Results, BI in rats activated only myelinated vagal afferents and triggered
12 monosynaptic action potentials in a small proportion of neurons in the nucleus of the solitary tract (NTS).
13 Surprisingly, these studies indicate that these same VNS stimuli activated an extensive network of NTS neurons
14 only indirectly and included 2nd order neurons only directly connected to unmyelinated vagal afferents as well as
15 higher order neurons with no direct vagal afferent contacts. Thus, VNS activates most NTS neurons indirectly
16 and this spontaneous activation represents an effective spread or amplification of an initially minor activation to
17 extend to a much wider group of NTS neurons by unknown mechanisms. We propose Specific Aims supported
18 by Preliminary Results that will identify the mechanisms for this amplification and spread of excitation. We
19 combine in vivo as well as in vitro NTS recordings. Aim 1 will focus on potential mechanisms within NTS while
20 Aim 2 assesses contributions of neurons outside of NTS. Aim 2 proposes that VNS activation of supramedullary
21 neurons within the paraventricular nucleus of the hypothalamus (PVN) that activate NTS neurons producing
22 unsynced action potentials. Aim 3 evaluates potential changes in these vagal-NTS neuron interactions induced
23 by therapeutic VNS protocols. Throughout, focus will be on formulating optimized activation protocols of low
24 intensity, myelinated selective afferent activation through use of frequency and patterning (e.g. bursts) to
25 facilitate increased NTS and NTS associated pathway activation. Aim 4 evaluates the therapeutic efficacy of
26 VNS to relieve heart failure in a rat model. This proposal directly addresses a fundamental knowledge gap of
27 neuromodulation. Success in answering these Aims is the first step to optimization of VNS for therapeutic
28 efficacy. Greater knowledge of visceral afferent processing should drive new stimulation approaches in other
29 clinical applications. We aim to provide a knowledge...

## Key facts

- **NIH application ID:** 9949448
- **Project number:** 5R01HL141560-03
- **Recipient organization:** EAST TENNESSEE STATE UNIVERSITY
- **Principal Investigator:** Eric Beaumont
- **Activity code:** R01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2020
- **Award amount:** $603,534
- **Award type:** 5
- **Project period:** 2018-08-01 → 2022-06-30

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/9949448

## Citation

> US National Institutes of Health, RePORTER application 9949448, Afferent Mechanisms of Vagal Neuromodulation Therapy (5R01HL141560-03). Retrieved via AI Analytics 2026-05-23 from https://api.ai-analytics.org/grant/nih/9949448. Licensed CC0.

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