# Robust Statistical Methods to Identify and Use Surrogate Markers in Diabetes

> **NIH NIH R01** · RAND CORPORATION · 2020 · $342,256

## Abstract

Project Summary/Abstract
Diabetes prevention studies often require long term follow-up of patients in order to observe a sufﬁcient number
of diabetes diagnoses to precisely estimate treatment effects. In such settings, the availability of a surrogate
marker that could be used to estimate the treatment effect and could be observed earlier than the occurrence of a
diabetes diagnosis would allow researchers to make conclusions regarding the effectiveness of a given treatment
with less required follow-up time. That is, validated surrogate markers could enable shorter randomized clinical
trials and require smaller sample sizes, thus accelerating acquisition of clinical information. Identifying such
surrogate markers, determining when these markers should be collected, and developing tools to use these
markers to test whether a treatment is effective in future studies would contribute signiﬁcantly to research aimed
at identifying effective preventative treatments for diabetes.
Research on identifying useful surrogate markers has largely focused on estimation of the proportion of treatment
effect explained by a surrogate marker since a valid surrogate marker should capture a large proportion of the true
treatment effect on the primary outcome. However, current methods to estimate the proportion of treatment effect
explained have a number of limitations. In particular, they often require restrictive model assumptions that may
not hold in practice and they often only allow for the evaluation of single surrogate marker measured at a single
point in time. In addition, current methods do not provide any guidance regarding how to actually use an identiﬁed
valid surrogate marker to test for a treatment effect earlier in a future study. In this study, we aim to shift current
research practice on surrogate marker evaluation away from restrictive model-based approaches towards robust
estimation approaches that can evaluate complex surrogate marker information by proposing novel methods
that allow for more ﬂexible model assumptions. Speciﬁcally, we propose to develop novel statistical methods
to estimate the proportion of treatment effect explained by surrogate marker measurements over time and by
multiple surrogate markers, and identify how such surrogate marker information can be used to test for treatment
effectiveness in a future study, thereby allowing for less required follow-up time and shorter trials. We additionally
propose to develop methods to identify heterogeneity in the utility of a surrogate marker and a procedure to
account for such heterogeneity when using the surrogate marker to test for a treatment effect in a future study.
We will apply these methods to data from the Diabetes Prevention Program study to comprehensively evaluate
and identify potential surrogate markers of diabetes and to produce tools such that identiﬁed surrogate markers
could be used to test for effective treatments in future diabetes studies.

## Key facts

- **NIH application ID:** 9980383
- **Project number:** 5R01DK118354-03
- **Recipient organization:** RAND CORPORATION
- **Principal Investigator:** Layla Parast
- **Activity code:** R01 (R01, R21, SBIR, etc.)
- **Funding institute:** NIH
- **Fiscal year:** 2020
- **Award amount:** $342,256
- **Award type:** 5
- **Project period:** 2018-09-15 → 2022-06-30

## Primary source

NIH RePORTER: https://reporter.nih.gov/project-details/9980383

## Citation

> US National Institutes of Health, RePORTER application 9980383, Robust Statistical Methods to Identify and Use Surrogate Markers in Diabetes (5R01DK118354-03). Retrieved via AI Analytics 2026-05-27 from https://api.ai-analytics.org/grant/nih/9980383. Licensed CC0.

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