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Revised Transfer Agent Form and Related Rule

SEC · final-rule · Published 2000-06-09 · 65 FR 36602

Document

Document number
00-14594
Federal Register citation
65 FR 36602
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2000-06-09
Docket
Release No. 34-42892

Abstract

The Securities and Exchange Commission is adopting amendments to Rule 17Ac2-2 and to related Form TA-2 and rescinding Rule 17a-24 under the Securities Exchange Act of 1934. The amendments are designed to clarify filing requirements and instructions; eliminate or change ambiguous terms and phrases; delete certain redundant or unnecessary questions; and add questions that will help the Commission to more effectively monitor the transfer agent industry.

Source

Authoritative
Federal Register document
Machine
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