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Unlisted Trading Privileges

SEC · final-rule · Published 2000-09-05 · Effective 2000-11-06 · 65 FR 53560

Document

Document number
00-22591
Federal Register citation
65 FR 53560
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2000-09-05
Effective date
2000-11-06
Docket
Release No. 34-43217

Abstract

The Securities and Exchange Commission is amending Rule 12f-2 under the Securities Exchange Act of 1934 ("Exchange Act"), which governs unlisted trading privileges ("UTP") in listed initial public offerings ("IPOs"). Under the amendment, a national securities exchange extending UTP to an IPO security listed on another exchange will no longer be required to wait until the day after trading has commenced on the listing exchange to allow trading in that security. Instead, a national securities exchange will be permitted to begin trading an IPO issue immediately after the first trade in the security is reported by the listing exchange to the Consolidated Tape.

Source

Authoritative
Federal Register document
Machine
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