← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Delivery of Proxy Statements and Information Statements to Households

SEC · final-rule · Published 2000-11-02 · Effective 2000-12-04 · 65 FR 65736

Document

Document number
00-28137
Federal Register citation
65 FR 65736
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2000-11-02
Effective date
2000-12-04
Docket
Release Nos. 33-7912, 34-43487, IC-24715

Abstract

We are adopting amendments to the proxy rules under the Securities Exchange Act of 1934. These amendments permit companies and intermediaries to satisfy the delivery requirements for proxy statements and information statements with respect to two or more security holders sharing the same address by delivering a single proxy statement or information statement to those security holders. This method of delivery, often referred to as "householding," will reduce the amount of duplicative information that security holders receive and lower printing and mailing costs for companies. These amendments also modify the rules for householding annual reports. Finally, we are amending Rule 154 under the Securities Act of 1933 to permit householding of proxy statements combined with prospectuses.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown