Personal Investment Activities of Investment Company Personnel
SEC · final-rule · Published 2000-03-10 · 65 FR 12943
Document
Document number
00-5914
Federal Register citation
65 FR 12943
CFR reference
17 CFR 270
Type
Rule
Action
Correction to final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2000-03-10
Docket
Release Nos. 33-7728A, IC-23958A, IA-1815A
Abstract
This release contains a correction to the final amendments to rule 17j-1 under the Investment Company Act of 1940, which were published Friday, August 27, 1999 (64 FR 46821). Rule 17j-1 addresses conflicts of interest that rise from personal securities activities of investment company personnel.