Application of the Electronic Signatures in Global and National Commerce Act To Record Retention Requirements Pertaining to Issuers Under the Securities Act of 1933, Securities Exchange Act of 1934 and Regulation S-T
SEC · other · Published 2001-06-21 · 66 FR 33175
Document
Document number
01-15455
Federal Register citation
66 FR 33175
CFR reference
17 CFR 231
Type
Rule
Action
Interpretation.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2001-06-21
Docket
Release Nos. 33-7985, 34-44424
Abstract
We are publishing guidance on the obligations of issuers to maintain certain records under the Securities Act of 1933 ("Securities Act"), Securities Exchange Act of 1934 ("Exchange Act") and Regulation S-T in light of the Electronic Signatures in Global and National Commerce Act ("E-SIGN").