# Electronic Submission of Securities Transaction Information by Exchange Members, Brokers, and Dealers
> **US Securities and Exchange Commission** · Final rule. · Published 2001-07-09 · Effective 2002-01-07 · 66 FR 35836
## Document
- **Document number:** 01-17000
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 66 FR 35836
- **CFR reference:** 17 CFR 200
- **Publication date:** 2001-07-09
- **Effective date:** 2002-01-07
- **Docket:** Release No. 34-44494
## Abstract

The Securities and Exchange Commission ("Commission") is adopting Rule 17a-25 under Section 17 of the Securities Exchange Act of 1934 ("Exchange Act"), to require brokers and dealers to submit electronically to the Commission, upon request, information on customer and firm securities trading. Rule 17a-25 is designed to improve the Commission's capacity to analyze electronic submissions of transaction information, thereby facilitating Commission enforcement investigations and other trading reconstructions.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2001/07/09/01-17000/electronic-submission-of-securities-transaction-information-by-exchange-members-brokers-and-dealers)
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