Extension of Comment Period on Interim Final Rules on Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934
SEC · final-rule · Published 2001-07-24 · 66 FR 38370
Document
Document number
01-18356
Federal Register citation
66 FR 38370
CFR reference
17 CFR 200
Type
Rule
Action
Interim final rules; extension of comment period.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2001-07-24
Docket
Release No. 34-44569, File No. S7-12-01
Abstract
The Securities and Exchange Commission ("Commission") is extending the comment period for its interim final rules that define certain terms used in, and grant exemptions from, the definitions of "broker" and "dealer" under the Securities Exchange Act of 1934, contained in Release No. 34-44291, 66 FR 27760 (May 18, 2001).\1\ The original comment period ended July 17, 2001. The new deadline for submitting public comments is September 4, 2001. ---------------------------------------------------------------------------