SEC · final-rule · Published 2001-02-02 · 66 FR 8761
Document
Document number
01-2846
Federal Register citation
66 FR 8761
CFR reference
17 CFR 201
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2001-02-02
Docket
Release Nos. 33-7946
Abstract
This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996, which requires that the Commission adopt a regulation adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.