# Disclosure of Equity Compensation Plan Information
> **US Securities and Exchange Commission** · Final rules. · Published 2002-01-02 · Effective 2002-02-01 · 67 FR 232
## Document
- **Document number:** 01-32078
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 67 FR 232
- **CFR reference:** 17 CFR 228
- **Publication date:** 2002-01-02
- **Effective date:** 2002-02-01
- **Docket:** Release Nos. 33-8048, 34-45189
## Abstract

We are adopting amendments to the Securities Exchange Act of 1934 disclosure requirements applicable to annual reports filed on Forms 10-K and 10-KSB and to proxy and information statements. The amendments will enhance disclosure of the number of outstanding options, warrants and rights granted by registrants to participants in equity compensation plans, as well as the number of securities remaining available for future issuance under these plans. The amendments require registrants to provide this information separately for equity compensation plans that have not been approved by their security holders, and to file with us copies of these plans unless immaterial in amount of significance.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2002/01/02/01-32078/disclosure-of-equity-compensation-plan-information)
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