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Regulation Y; Docket Nos. R-1057 and R-1062; Bank Holding Companies and Change in Bank Control

Fed · final-rule · Published 2001-01-03 · Effective 2001-02-02 · 66 FR 400

Document

Document number
01-34
Federal Register citation
66 FR 400
CFR reference
12 CFR 225
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Federal Reserve System
Publication date
2001-01-03
Effective date
2001-02-02

Abstract

The Board of Governors of the Federal Reserve System has adopted a final rule that implements the financial holding company provisions of the Gramm-Leach-Bliley Act. This final rule replaces the interim rules governing financial holding companies that the Board adopted previously. The final rule describes the procedures a domestic bank holding company and a foreign banking organization must follow and the capital, management, and Community Reinvestment Act requirements they must meet in order to qualify as a financial holding company. The final rule also contains provisions that apply to a financial holding company that subsequently ceases to meet the applicable requirements. In addition, the final rule lists the activities that the Gramm- Leach-Bliley Act defines as financial in nature and thereby authorizes a FHC to conduct. The final rule contains procedures that apply to a financial holding company that conducts those activities, a procedure that allows any interested party to request that the Board determine, in consultation with the Secretary of the Treasury, that additional activities are financial in nature or incidental to a financial activity and thus permissible for a financial holding company, and a procedure that allows a financial holding company to request the Board's prior approval to conduct an activity that is complementary to a financial activity. The final rule also amends Regulation Y to define the term "depository institution" and to revise the existing definitions of the terms "well capitalized" and "well managed," and makes conforming and other technical changes.

Source

Authoritative
Federal Register document
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